SEC No-Action Letter Addresses “M&A Brokers”
Martin A. Hewitt alerted me to this no-action letter issued on January 31, 2014 by the SEC’s Division of Trading and Markets. The letter was issued in response to a request by six lawyers, including...
View Article‘Tis A “Bootless Labour” To Ask The Staff To Appeal Its Own No-Action Advice
In This “Appeal” Of Whole Foods’ No-Action Letter Isn’t Very Appealing, I wrote about Jim McRitchie’s attempt to “appeal” the staff’s decision with respect to the exclusion of his proxy access proposal...
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